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J Dent Res 86(2):131-136, 2007
© 2007 International and American Associations for Dental Research


RESEARCH REPORT
Clinical

Secular Trends in Socio-economic Disparities in Edentulism: USA, 1972–2001

J. Cunha-Cruz1,2,*, P.P. Hujoel1, and P. Nadanovsky2

1 Department of Dental Public Health Sciences, University of Washington, B509, 1959 NE Pacific Street, Box 357475, Seattle, WA 98195-7475, USA;
2 Department of Epidemiology, Social Medicine Institute, State University of Rio de Janeiro, Brazil

* corresponding author, silvajcc{at}u.washington.edu


   ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS & METHODS
 Statistical Analyses
 RESULTS
 DISCUSSION
 REFERENCES
 
For health care planning and policy, it is important to determine whether socio-economic disparities in edentulism, an ultimate marker of oral health, have improved over time. The aim of this study was to investigate the socio-economic disparities in edentulism between 1972 and 2001. Representative samples of the United States population, 25–74 years old, were obtained from NHANES I (1972), III (1991), and 1999–2002. Differences in the edentulism prevalence between high and low socio-economic positions (SEP) were compared. Differences in edentulism prevalence remained stable over approximately three decades (p = 0.480), being 10.6 percentage points in 1972, 12.1 percentage points in 1991, and 11.3 percentage points in 2001. Exploratory subgroup analyses suggested that disparities decreased for those individuals reporting a dental visit in the prior year and those reporting never having smoked. In conclusion, the absolute prevalence difference in edentulism between low and high socio-economic positions has remained unchanged over the last three decades.

KEY WORDS: socio-economic position • trends • poverty • health disparities • socio-economic disparities


   INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS & METHODS
 Statistical Analyses
 RESULTS
 DISCUSSION
 REFERENCES
 
An overarching national health goal of the United States (US) for the year 2010 is to reduce health disparities among demographic groups as defined by gender, race or ethnicity, education, income, disability, and sexual orientation (US Department of Health and Human Services, 2000a). The effects of socio-economic conditions on oral health and the increasing oral health disparities in the US have been reported, and targets were set to reduce these disparities (US Department of Health and Human Services, 2000b). As a means of evaluating progress toward reaching this target, it has been recommended that trends in oral health disparities be monitored (US Department of Health and Human Services, 2000b, 2003; NIDCR, 2002).

Edentulism, or complete tooth loss, is the ultimate marker of disease burden for oral health. The extent to which the effects of socio-economic disparities on edentulism have increased, decreased, or remained unaltered over the last decades has not been reported. Edentulism is mostly the result of caries and periodontitis, and has the potential to affect an individual’s quality of life significantly (Mack et al., 2005). The aim of this study was to investigate socio-economic disparities in edentulism between 1972 and 2001, by comparing differences in the edentulism prevalence between individuals from low and high socio-economic positions (SEP) of the US population in 1972, 1991, and 2001.


   MATERIALS & METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS & METHODS
 Statistical Analyses
 RESULTS
 DISCUSSION
 REFERENCES
 
Data were obtained from National Health and Nutrition Examination Surveys (NHANES) I, III, and 1999–2002, which are nationally representative health surveys from the US non-institutionalized civilian population; these surveys were conducted in 1971–1973, 1988–1994, and 1999–2002, respectively, and these ranges of years will be referred to by the midpoint years: 1972, 1991, and 2001. The design and sampling of NHANES I, III, and 1999–2002 surveys have been described in detail previously (NCHS, 2004). Briefly, US population-based multistage probability samples of individuals were interviewed, and detailed medical and dental examinations were performed on a subset of the sample. The sample included in this study consisted of 3854 persons 25–74 years of age who received a more detailed health examination in NHANES I; and 12,841 and 7380 persons 25–74 years of age who completed the examination in NHANES III and 1999–2002, respectively.

The number of teeth was assessed by trained dentists during oral examination. A person was considered edentulous if 28 teeth were missing (excluding third molars). The socio-economic position (SEP) was determined based on the Poverty Index and the cut-offs suggested in the guidelines of the NHANES III (NCHS, 1996). The Poverty Index is the ratio of total family income to the Federal poverty level, which is computed by the US Census Bureau (2005). An individual reporting on the questionnaire family income less than or equal to 130% of the Federal poverty level was classified as low-SEP. The most advantaged social group was considered the reference group for comparisons (Braveman, 2006), and those reporting a family income greater than 350% of the Federal poverty level were classified as high-SEP. The middle-SEP population (family income between 130% and 350% of the Federal poverty level) was included in the analyses, but the results are not reported in this study. Questionnaires provided information on other sociodemographic and lifestyle indicators, such as age, gender, race, education, smoking history, and dental care utilization.


   Statistical Analyses
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS & METHODS
 Statistical Analyses
 RESULTS
 DISCUSSION
 REFERENCES
 
Socio-economic disparities in edentulism were described as prevalence differences between low and high-SEP individuals in 1972, 1991, and 2001. The hypothesis of trends in socio-economic disparities in edentulism was assessed based on a combined dataset of the three survey periods (1972, 1991, and 2001), and the statistical significance of the trends was tested by comparison of the changes between the first and the last surveys, by two-sample t tests (Korn and Graubard, 1999). Stratified analyses were performed for the description of socioeconomic disparities by age, gender, race, education, smoking history, and dental care utilization. Analyses were age-standardized by the direct method, with the US population in the year 2000 as the reference. We used five non-overlapping ten-year age categories. As a result, edentulism from a prior national survey would not confound the estimates of the subsequent national surveys. The changes in the 10-year age categories were subsequently summarized over all age categories, with use of the 2000 US population weights.

The variance estimation was based on the information that the primary sampling units were sampled independently in each of the surveys, and the Taylor-series linearization method with replacement was used (Korn and Graubard, 1999). Since the NHANES surveys were done at different times, the original sampling weights were used in the analyses. Analyses were performed with the contrast statement of the descript procedure of SAS-callable SUDAAN software.


   RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS & METHODS
 Statistical Analyses
 RESULTS
 DISCUSSION
 REFERENCES
 
Low and High Socio-economic Positions (SEP): 1972–2001 Changes in Sociodemographic and Lifestyle Characteristics
Individuals from low-SEP represented 16.9% of the total US population in 1972, 16.3% in 1991, and 18.9% in 2001. Among individuals of low-SEP, the prevalence of the elderly (65–74 years), individuals from the black race, and current smokers decreased between 1972 and 2001, while the prevalence of individuals with a high school education, former-smokers, and those with a dental visit in the prior year increased. Individuals from high-SEP represented 31.5% of the US population in 1972, 39.4% in 1991, and 46.5% in 2001. Among individuals of high-SEP, the gender distribution did not change substantially over three decades, but the prevalences of adults 35–44 and 45–54 years, high school education, those of black race, never-smokers, and those with a dental visit in the year prior to the survey increased (Table 1Go).


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Table 1. Prevalence of Selected Characteristicsa of US Adult Population Aged 25–74 Years by Socio-economic Position and Period
 
Low-SEP: 1972-2001 Changes in Edentulism Prevalence
The prevalence of edentulism in low-SEP individuals summarized over all age groups decreased from 20.3% in 1972 to 16.7% in 1991 and 13.9% in 2001 (Table 2Go). When stratified by age groups, the prevalence of edentulism decreased for all age groups of low-SEP individuals during 1972 and 2001. Edentulism prevalence also decreased for the other low-SEP subgroups, defined by gender, race, education, dental utilization, and smoking, except for low-SEP former-smokers. The prevalence of edentulism did not decrease for this latter low-SEP subgroup (14.5% in 1972 and 2001) (Table 2Go).


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Table 2. Prevalence of Edentulisma in the US Adult Population Aged 25–74 Years, by Socio-economic Position and Period
 
High-SEP: 1972–2001 Changes in Edentulism Prevalence
The prevalence of edentulism in high-SEP individuals summarized over all age groups decreased from 9.8% in 1972 to 4.5% and 2.5% in 1991 and 2001, respectively. The edentulism prevalence also decreased among all subgroups of high-SEP individuals, defined by age, gender, race, education, dental utilization, and smoking, between 1972 and 2001 (Table 2Go).

Low-High-SEP Disparities in Edentulism Prevalence: 1972–2001
    Main Results
Differences in edentulism prevalence between low- and high-SEP did not change significantly from 1972 to 2001 (p = 0.480). Compared with high-SEP individuals, the prevalence of edentulism in low-SEP individuals was 10.6 percentage points (pp) higher in 1972, 12.1 pp higher in 1991, and 11.3 pp higher in 2001 (Table 3Go).


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Table 3. Socio-economic Disparities in Edentulism: Prevalence Differences in Edentulism between Low- and High-SEP Groups of the US Population, 25–74 Years Old
 
    Subgroups
No significant changes could be observed for subgroups defined by age, gender, race, and education. From 1972 to 2001, the prevalence differences of edentulism between low-and high-SEP individuals decreased by 1.1 pp for those 25–34 years old (from 1.9 pp to 0.8 pp), by 1.1 pp for those 35–44 years old (5.9 to 4.7), and by 3.1 pp for those 55–64 years old (28.3 to 25.2). The prevalence difference increased by 4.9 pp for those 45–54 years old (4.8 to 9.7) and by 6.3 pp for the elderly (28.1 to 34.4). The edentulism prevalence differences changed slightly for males (11.9 to 10.2) and females (9.7 to 12.2); for non-black races (12.6 to 12.1) and black races (4.8 to 5.5); and for those with a high school education (7.5 to 9.2) and for those without a high school education (8.2 to 9) (Table 3Go).

Smoking Status
Smoking status altered the effect of SEP on edentulism. The prevalence difference between low- and high-SEP individuals decreased marginally significantly by 5.1 pp among never-smokers (11.1 to 6.1). SEP disparities increased significantly by 7 pp among former smokers (5.2 to 12.2). No significant changes occurred in current smokers (an increase of 1.7 pp from 12 to 13.7) (Table 3Go).

Dental Care Utilization
Similarly, dental care utilization modified the effect of SEP on edentulism. For those not using dental care in the prior year, the edentulism prevalence difference increased significantly by 6.9 pp (3 to 9.9) from 1972 to 2001. In contrast, for those reporting dental care utilization, the SEP disparities in edentulism decreased significantly by 8.9 pp (13.7 to 4.8) in the same period (Table 3Go).


   DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS & METHODS
 Statistical Analyses
 RESULTS
 DISCUSSION
 REFERENCES
 
The main finding of this study was that socio-economic disparities in edentulism between 1972 and 2001 have remained unchanged in the United States. The persistence of socio-economic disparities was observed against a background of drastic declines in edentulism in the last 30 years. Both low-and high-SEP individuals showed a decline in the edentulism prevalence, of approximately 7 pp. These findings suggest that, from a dental perspective, the overarching goal of the US health promotion and disease prevention agenda of increasing quality and years of healthy life is being achieved with respect to the eradication of edentulism (US Department of Health and Human Services, 2000a). While the continuous improvement in edentulism rates may eventually eliminate socio-economic disparities in edentulism, there was no more rapid improvement among low-SEP than there was among high-SEP.

Exploratory subgroup analyses suggested that positive trends toward reducing socio-economic disparities in edentulism occurred among those adults reporting a dental visit and those adults reporting never having smoked. Regular dental visits have been associated with reduced risk of tooth loss (Cunha-Cruz et al., 2004), and changes in dental practices during the past century have produced more treatment alternatives to tooth extraction (Eklund, 1999). Although universal access to dental care, by either free access or health insurance, may not eliminate socio-economic disparities in tooth loss (Gilbert, 2005; Neto and Nadanovsky, 2006), our findings suggest that, for the population reporting dental care utilization, socio-economic disparities in edentulism were reduced. Smoking increases the risk of tooth loss (Krall et al., 1997) and can be associated with other unhealthy lifestyles (Fine et al., 2004). Smoking prevalence has decreased considerably in the last decades (CDC, 2005), but this trend has not reached all socio-economic positions in the United States. These findings suggest that smoking avoidance had a positive secular effect on disparities and may still have the potential to contribute substantially to further reductions in socio-economic disparities relative to edentulism.

Trends in socio-economic disparities in edentulism were not drastically different when stratified by education, race, gender, and age. Education provides knowledge and other non-material resources that have been documented to promote health (Galobardes et al., 2006). In this study, we failed to identify positive trends for socio-economic disparities in edentulism among high-school-educated adults. Similarly, one might have expected that minority groups with socio-economic disadvantages might have improved more than other groups, due to health programs targeting these groups. No such trends were observed for low-SEP adults of black race when compared with high-SEP adults of the same race. In addition, gender did not influence the secular effect of SEP on edentulism.

Strengths of this analysis were the representative sample of the US population, the assessment of edentulism by clinical examination rather than by self-reports, and the consistent use of the Poverty Index as a socio-economic position indicator over three decades. In contrast to other socio-economic indicators, the Poverty Index reflects the actual cost of living adjusted for family size, age, and inflation, thus facilitating comparisons in different time periods.

Weaknesses of the study included the limited power to assess trends, missing information, and the limited ability to explore causes for socio-economic disparities. Although the number of participants in each survey was large, the inferences for the trends were based on three timepoints, which may have reduced our ability to reach more robust conclusions (as compared with six timepoints, for instance). Missing information for part of the US population is another limitation of this study. The three surveys did not include institutionalized individuals, and the first NHANES did not include individuals older than 74 years. In addition, information on Poverty Index and number of teeth was missing for some participants. About 5% of individuals 65+ years live in long-term-care facilities in the US, less than 6% of individuals were older than 74 years in each survey, and less than 10% of the information was missing. The impact of not including these groups in our estimates of edentulism disparities is unknown.

While the main aim of this study was to examine the secular trends in socio-economic disparities in edentulism prevalence, we attempted to explore causal factors that may be leading to the observed trends. For this secondary objective, the cross-sectional nature of each survey, combined with the lack of information on temporality, limits the interpretation of the results. In addition, socio-economic information was assessed at the time of the interview, and not at the time when it may actually be of significance in determining edentulism. Given the chronic nature of dental diseases and the sometimes lifelong dental health decline toward the ultimate endpoint of edentulism, it is probably unreasonable to expect recent programs aimed at eliminating disparities to show an impact on edentulism. Finally, we assessed only a limited number of potential causes, and other explanatory factors—such as trends in access to fluorides (Provart and Carmichael, 1995; Slade et al., 1996), changes in dental practice (Eklund, 1999), and macro-determinants of health, such as increased survival, socio-economic inequalities, or improved diet—were not explored, due to data limitations.

While lack of power for detecting trends in disparities and limited ability to determine causality are important considerations, analysis of the best available data suggests that socio-economic disparities in edentulism have not changed considerably over three decades. Despite the drastic decrease in edentulism between 1972 and 2001, the effect of socio-economic position on edentulism has remained unchanged. We have evidence suggesting that both dental care utilization and smoking avoidance may hold promise for reducing disparities.


   ACKNOWLEDGMENTS
 
This investigation was supported by a grant from Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (Capes), Brasília, DF, Brazil. This paper is based on a thesis submitted to the graduate faculty, State University of Rio de Janeiro, in partial fulfillment of the requirements for the PhD degree.

Received March 3, 2006; Last revision October 6, 2006; Accepted October 17, 2006


   REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS & METHODS
 Statistical Analyses
 RESULTS
 DISCUSSION
 REFERENCES
 
Braveman P (2006). Health disparities and health equity: concepts and measurement. Annu Rev Public Health 27:167–194.[ISI][Medline]

Centers for Disease Control and Prevention (CDC) (2005). Cigarette smoking among adults—United States, 2003. MMWR Morb Mortal Wkly Rep 54:509–513.[Medline]

Cunha-Cruz J, Nadanovsky P, Faerstein E, Lopes CS (2004). Routine dental visits are associated with tooth retention in Brazilian adults: the Pro-Saude study. J Public Health Dent 64:216–222.[ISI][Medline]

Eklund SA (1999). Changing treatment patterns. J Am Dent Assoc 130:1707–1712.[Abstract]

Fine LJ, Philogene GS, Gramling R, Coups EJ, Sinha S (2004). Prevalence of multiple chronic disease risk factors. 2001 National Health Interview Survey. Am J Prev Med 27(2 Suppl):18–24.[ISI][Medline]

Galobardes B, Shaw M, Lawlor DA, Lynch JW, Davey Smith G (2006). Indicators of socio economic position (part 1). J Epidemiol Community Health 60:7–12.[Abstract/Free Full Text]

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Krall EA, Dawson-Hughes B, Garvey AJ, Garcia RI (1997). Smoking, smoking cessation, and tooth loss. J Dent Res 76:1653–1659.[Abstract/Free Full Text]

Mack F, Schwahn C, Feine JS, Mundt T, Bernhardt O, John U, et al. (2005). The impact of tooth loss on general health related to quality of life among elderly Pomeranians: results from the study of health in Pomerania (SHIP-O). Int J Prosthodont 18:414–419.[ISI][Medline]

NCHS (1996). National Center for Health Statistics. Analytic and reporting guidelines of the Third National Health and Nutrition Examination Survey, NHANES III (1988–94). Hyattsville, MD: National Center for Health Statistics, Centers for Disease Control and Prevention.

NCHS (2004). National Center for Health Statistics. NHANES Analytic Guidelines. http://www.cdc.gov/nchs/nhanes.htm.

Neto JMS, Nadanovsky P (2006). Social inequality in tooth extraction in a Brazilian insured working population. Community Dent Oral Epidemiol 34: 1–6.[ISI][Medline]

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